SCAM ALERT: READER’S DIGEST SWEEPSTAKES LETTERS

Penson Worldwide, Inc. and its subsidiaries have recently become target of an individual or group of individuals attempting to use fictitious Reader’s Digest Sweepstakes letters in order to mislead and defraud the public. If you receive, or have received, contest notification regarding the sweepstakes together with check from Penson Financial Services, Inc., or any affiliated company of Penson Worldwide, Inc., please do not attempt to deposit or cash the counterfeit check. The check will not be honored. For further background into this scam, please review the Fraud Watchers article by opening the link provided below.
Should you have any questions regarding this matter, please contact our Compliance Department at
ComplianceUS@Penson.com
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Current Cleaning Provider:
Penson Financial Services, Inc.
1700 Pacific Ave., Ste. 1400
Dallas, TX 75201
United States

Correspondent Support:
or call 214.765.1009
Amanda McCutcheon
Manager-Corporate Communication
(PHONE) 214.765.1100

Penson Financial Services Canada Inc.
360 St. Jacques St. West, 11th Floor
Montreal, Quebec H2Y 1P5
Canada

Correspondent Support:
or call 888.841.9665
Kevin Vanderheyden
Senior Vice President and Head of Business Development
(PHONE) 877.273.7486

Penson Financial Services Ltd
One Oliver's Yard, 2nd Floor, City Road
London , EC1Y 1HQ
United Kingdom

Correspondent Support:
or call +44 (0) 20 7549 1500
Penson Asia Limited
Suite 1503, 15/F No. 9 Queens Road
Central, Hong Kong
China

Correspondent Support:
or call +852 3962 0800
Mark Munoz
President
(PHONE) 852 3101 7416

Penson GHCO
600 W. Chicago Ave, Suite 775
Chicago, Illinois 60610
United States

Correspondent Support:
or call 312.356.6100
Richard Anspacher
Co-Head of Business Development
(PHONE) 214.765.1008

Mike O'Callaghan
Managing Director of Business Development
(PHONE) 312.356.6033

Nexa Technologies, Inc.
8 Pasteur, Ste. 100
Irvine, California 92618
United States

Correspondent Support:
or call 972.747.8800
Todd Boppell
President
(PHONE) 949.885.2177

Penson Financial Services Australia Pty Ltd.
L7, 1 Chifley Square
Sydney, NSW 2000
Australia

Correspondent Support:
or call +61 437 444 881
Craig Mason
Managing Director and CEO
(PHONE) +61 437 444 881

Investor Relations
Anreder & Company
286 Madison Ave. Suite 907
New York, NY 10017
(PHONE) 212.532.3232
Public Relations
Intermarket Communications
425 Madison Avenue Suite 600
New York, NY 10017
(PHONE) 212.888.6115